Registered Client Associate

Company: Broekema Group
Location: San Francisco
Posted on: November 6, 2024

Job Description:

A well-known wealth management firm is in search of a Registered Client Service Associate to join their San Francisco, CA branch. As a Registered Client Associate, you will become a trusted resource to the firm's clients, advisors, and branch, use your administrative and operational skills to help advisors manage and grow their business, demonstrate a client-first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes, and prepare correspondence in a fast-paced, professional, and collaborative environment. This is a direct hire opportunity that is located onsite in San Francisco, CA.Responsibilities:

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires, and ACHs in a timely manner.Minimum Qualifications:
  • Bachelor's degree
  • Series 7 and 66 (or 63/65) licenses
  • 10 years' experience as a Client Associate within the financial services industryPreferred Qualifications:
    • Current FINRA registrations
    • Ability to adapt to a rapidly changing business and technology environment
    • Strong soft skills including verbal and written communication, people, organizational, and client service skills
    • Attention to detail coupled with the mindset of how you can make advisors more efficient and effectiveBase Salary Range: $50,000 - $80,000**The above represents the lowest to highest expected salary range for this job opening. Our client may pay more or less than the posted salary range, and the salary range may be modified in the future. Our client will consider job-related factors including, but not limited to, education, qualifications, certifications, experience, skills, geographic location, and business or organizational needs when determining pay.
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Keywords: Broekema Group, Fremont , Registered Client Associate, Other , San Francisco, California